Finra Regulation Inc
ROCKVILLE, MD
Total revenue
$1.4B
Total expenses
$872.2M
Net assets
—
Grants received
—
EIN
521959501
Tax year
2024
Mission
FINRA REGULATION'S mission is to protect investors and safeguard the integrity of our vibrant capital markets to ensure that everyone can invest with confidence.
Financials
FY 2024
Revenue
Expenses
People
20 listed
Robert W Cook
President & CEO, ex officio
—
60 hrs/wk
DEBORAH BAILEY
REGULATORY POLICY COMMITTEE
—
2 hrs/wk
Eric W Noll
REGULATORY POLICY COMMITTEE, EX OFFICIO
—
2 hrs/wk
Ethiopis Tafara
Regulatory Policy Committee
—
2 hrs/wk
JAMES T CROWLEY
REGULATORY POLICY COMMITTEE
—
2 hrs/wk
John B Ehnes
Regulatory Policy Committee - thru 9/11/24
—
2 hrs/wk
Lisa Fairfax
REGULATORY POLICY COMMITTEE - THRU 4/5/24
—
2 hrs/wk
Maureen Jensen
CHAIR, Regulatory Policy Committee
—
2 hrs/wk
MOIRA A KILCOYNE
REGULATORY POLICY COMMITTEE
—
2 hrs/wk
Paige W Pierce
REGULATORY POLICY COMMITTEE - THRU 9/11/24
—
2 hrs/wk
Scott Curtis
REGULATORY POLICY COMMITTEE
—
2 hrs/wk
Timothy C Scheve
Regulatory Policy Committee - THRU 9/11/24
—
2 hrs/wk
Wendy Lanton
REGULATORY POLICY COMMITTEE - AS OF 12/5/24
—
2 hrs/wk
Gregory Ruppert
EXECUTIVE VICE PRESIDENT
—
60 hrs/wk
Marcia E Asquith
EVP, Board & External Relations
—
60 hrs/wk
Richard W Berry
Executive Vice President
—
60 hrs/wk
Robert L D Colby
EVP And Chief Legal Officer
—
60 hrs/wk
Stephanie Dumont
EXECUTIVE VICE PRESIDENT
—
60 hrs/wk
Todd T Diganci
Executive Vice President/CFAO
—
60 hrs/wk
William St Louis
EXECUTIVE VICE PRESIDENT
—
60 hrs/wk
Independent contractors
Financial Industry Regulatory Authority
MANAGEMENT/ADMIN