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Nonprofits›Securities Industry And Financial Markets Association Inc

Community Improvement & Capacity Building

Securities Industry And Financial Markets Association Inc

NEW YORK, NY

Website View as a funder

Total revenue

$61.8M

Total expenses

$62.3M

Net assets

$31.2M

Grants received

—

EIN

320178959

Tax year

2023

Mission

Sifma is the voice of the nation's securities industry, bringing together (cont. On sch. O) the shared interests of hundreds of broker-dealers, investment banks and asset managers. We advocate for effective and resilient capital markets.

Programs

3 programs

See schedule o

Continued serving as a source of market information, including statistics on many facets of the market place and publishing research reports, trade newsletters and other periodicals and books.

Financials

FY 2023

Revenue

Contributions & grants—

Program service revenue$58.4M

Investment income$2.6M

Other revenue$783K

Total revenue$61.8M

Expenses

Grants paid$181K

Salaries & benefits$40.0M

Fundraising—

Other expenses$22.1M

Total expenses$62.3M

Total assets$80.9M

Net assets$31.2M

People

50 listed

NameRoleCompensation

KENNETH E BENTSEN JR

PRESIDENT & CEO

Board

$2.8M

40 hrs/wk

JOSEPH SEIDEL

COO

Board

$1.3M

40 hrs/wk

SAIMA AHMED

EVP & GEN. COUNSEL

Board

$930K

40 hrs/wk

DAVID B KRASNER

CFO & CAO

Board

$760K

40 hrs/wk

JOSH WILSUSSEN

EXECUTIVE VICE PRESIDENT

Board

$743K

40 hrs/wk

CHERYL L CRISPEN

EXECUTIVE VICE PRESIDENT

Board

$638K

40 hrs/wk

SALVATORE CHIARELLI

EXECUTIVE VICE PRESIDENT

Board

$460K

40 hrs/wk

ANN FOGARTY

DIRECTOR (AS OF 11/2023)

Board

—

1 hrs/wk

SOL GINDI

DIRECTOR

Board

—

1 hrs/wk

BRENT GLEDHILL

DIRECTOR (AS OF 11/2023)

Board

—

1 hrs/wk

GARY HALL

DIRECTOR

Board

—

1 hrs/wk

NAUREEN HASSAN

DIRECTOR (THRU 01/2024)

Board

—

1 hrs/wk

ROBERT HAWLEY

DIRECTOR (THRU 10/2024)

Board

—

1 hrs/wk

GARY KANE

DIRECTOR

Board

—

1 hrs/wk

MICHAEL KISBER

DIRECTOR

Board

—

1 hrs/wk

DAVID LEFKOWITZ

DIRECTOR

Board

—

1 hrs/wk

JACQUELINE LICALZI

DIRECTOR (AS OF 01/2024)

Board

—

1 hrs/wk

LARRY MARTINEZ

DIRECTOR

Board

—

1 hrs/wk

CHARLOTTE MCLAUGHLIN

DIRECTOR (THRU 11/2023)

Board

—

1 hrs/wk

CRAIG MESSINGER

DIRECTOR

Board

—

1 hrs/wk

CHANCE MIMS

DIRECTOR (AS OF 11/2023)

Board

—

1 hrs/wk

THOMAS PLUTA

DIRECTOR (AS OF 11/2023)

Board

—

1 hrs/wk

ROBERT POPOWSKI

DIRECTOR (THRU 10/2023)

Board

—

1 hrs/wk

DOUGLAS PREISER

DIRECTOR

Board

—

1 hrs/wk

JAMIE PRICE

DIRECTOR (THRU 01/2024)

Board

—

1 hrs/wk

SHAWN QUANT

DIRECTOR

Board

—

1 hrs/wk

SAMUEL RAMIREZ JR

DIRECTOR

Board

—

1 hrs/wk

GARY RAPP

DIRECTOR (AS OF 11/2023)

Board

—

1 hrs/wk

PAUL REILLY

DIRECTOR

Board

—

1 hrs/wk

BRENDAN REILLY

DIRECTOR

Board

—

1 hrs/wk

JOHN FW ROGERS

DIRECTOR

Board

—

1 hrs/wk

CLAIRE SANTANIELLO

DIRECTOR

Board

—

1 hrs/wk

ANDY SAPERSTEIN

DIRECTOR (THRU 01/2024)

Board

—

1 hrs/wk

PETER SCHNEIDER

DIRECTOR (THRU 11/2023)

Board

—

1 hrs/wk

KABIR SETHI

DIRECTOR (THRU 04/2024)

Board

—

1 hrs/wk

MARK STEFFENSEN

DIRECTOR (THRU 05/2024)

Board

—

1 hrs/wk

JOSEPH E SWEENEY

DIRECTOR

Board

—

1 hrs/wk

JOHN TAFT

DIRECTOR

Board

—

1 hrs/wk

RYAN TAYLOR

DIRECTOR

Board

—

1 hrs/wk

JOHN VACCARO

DIRECTOR

Board

—

1 hrs/wk

THOMAS WIPF

DIRECTOR (AS OF 01/2024)

Board

—

1 hrs/wk

KASHIF ZAFAR

DIRECTOR

Board

—

1 hrs/wk

JEFFREY ROSEN

DIRECTOR (THRU 11/2023)

Board

—

1 hrs/wk

KENNETH CELLA

CHAIR

Board

—

2 hrs/wk

LINDSEY KELJO

MANAGING DIRECTOR

Staff

$589K

40 hrs/wk

ROBERT TOOMEY

MANAGING DIRECTOR

Staff

$587K

40 hrs/wk

LISA BLEIER

MANAGING DIRECTOR

Staff

$554K

40 hrs/wk

KEVIN CARROLL

MANAGING DIRECTOR

Staff

$551K

40 hrs/wk

CARTER K MCDOWELL

MANAGING DIRECTOR

Staff

$538K

40 hrs/wk

IRA D HAMMERMAN - FORMER

EVP & GENERAL COUNSEL

Staff

$172K

Independent contractors

MORGAN LEWIS & BOCKIUS LLP

LEGAL

$1.7M

DELOITTE & TOUCHE LLP

CONSULTING

$1.5M

WASHINGTON COUN ERNST & YOUNG LLP

CONSULTING

$1.1M

SULLIVAN & CROMWELL LLP

LEGAL

$744K

CLEARY GOTTLIEB STEEN & HAMILTON LLP

LEGAL

$453K

Details

EIN320178959

NTEE codeS40

Subsection06

Ruling date2008-04

Formed2006

Employees149

Volunteers19164